Vedran J. Nazor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vedran Joseph Nazor, who also goes by Joe Nazor, Joseph Nazor, Vedran J. Nazor, Vedran Nazor, was a registered financial professional .
Vedran is a previously registered financial professional and started their career in finance in 1981. Vedran had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - October 25, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
December 3, 1997 - October 30, 2015
BRILL SECURITIES, INC.
November 27, 1995 - October 30, 1997
SHAMUS GROUP, INC.
August 24, 1995 - November 29, 1995
BISHOP, ALLEN, INC.
May 9, 1994 - September 21, 1995
CITIGROUP GLOBAL MARKETS INC.
February 8, 1990 - May 11, 1994
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1985 - March 19, 1990
FINANCIAL SQUARE PARTNERS
May 16, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 29, 1983 - January 9, 1986
LEHMAN BROTHERS INC.
September 8, 1982 - May 11, 1983
E. F. HUTTON & COMPANY INC
March 26, 1982 - September 8, 1982
KIDDER, PEABODY & CO. INCORPORATED
November 17, 1981 - February 23, 1982
UNI EQ INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
