Arlon R. Enmeier

OSAIC WEALTH

SAN CLEMENTE, CA 92672

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CRD#: 1000999

Professional summary

Arlon Ray Enmeier, CFP®, who also goes by Arlon Ray Enmier, is a registered financial advisor currently at OSAIC WEALTH, INC. located in San Clemente, California.

Arlon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Arlon has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arlon Ray Enmier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE SALES POSITION: sales NATURE: LIFE INSURANCE SALES/INSURANCE SALES - AGENT/OWNER INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1987 ADDRESS: 241 Avenida Del Mar, San Clemente CA 92672 DESCRIPTION: Sell life insurance and annuities. 2. SET POSITION: owner NATURE: S.E.T., LLC/PAY OPERATING EXPENSES--OWNER - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 241 Avenida Del Mar, San Clemente CA 92672 DESCRIPTION: Pay bills of office 3. REAL ESTATE OWNER POSITION: own real estate NATURE: ARLON ENMEIER /OWN INVESTMENT REAL ESTATE-- OWNER - 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 256 Avenida Vista Del Oceano, San Clemente CA 92672 DESCRIPTION: Own real estate 4. INSURANCE SALES POSITION: sales NATURE: LIFE INSURANCE SALES /INSURANCE SALES - AGENT/OWNER - INVESTMENT RELATED - START DATE: 05/1987 - LOCATED AT 241 AVENIDA DEL MAR, SAN CLEMENTE, CA 92672- 2% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1987 ADDRESS: 241 Avenida Del Mar, San Clemente CA 92672 DESCRIPTION: Sell life insurance and annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arlon Ray Enmeier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Arlon Ray Enmeier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 241 Avenida Del Mar, San Clemente, CA 92672

RIA

CRD#: 23131

SAN CLEMENTE, CA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 241 Avenida Del Mar, San Clemente, CA 92672

RIA

CRD#: 23131

SAN CLEMENTE, CA

Past

July 8, 1997 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SAN CLEMENTE, CA

Past

November 4, 1994 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SAN CLEMENTE, CA

Past

January 14, 1994 - December 20, 1994

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 5, 1993 - January 7, 1994

EBM WORLD NETWORK INCORPORATED

CRD#: 31020

Past

April 21, 1986 - January 12, 1987

ALL SERVICES FINANCIAL CENTER

CRD#: 7832

Past

September 21, 1984 - August 12, 1985

ALL SERVICES FINANCIAL CENTER

CRD#: 7832

Past

June 16, 1983 - June 13, 1992

IDM SECURITIES CORPORATION

CRD#: 10893

Past

August 21, 1981 - May 31, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

California
(6/14/2024)

IAR

California
(6/14/2024)

Colorado
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Hawaii
(6/14/2024)

Kansas
(6/14/2024)

Mississippi
(6/14/2024)

Missouri
(1/7/2025)

Montana
(6/14/2024)

Nebraska
(6/14/2024)

Nevada
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Oklahoma
(6/14/2024)

Oregon
(6/14/2024)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Utah
(6/14/2024)

Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/1983

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arlon R. Enmeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arlon Ray Enmeier's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Arlon Ray Enmeier's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

EBM WORLD NETWORK INCORPORATED

ALL SERVICES FINANCIAL CENTER

ALL SERVICES FINANCIAL CENTER

IDM SECURITIES CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1985

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1981

Series 24

Date: 8/5/1983

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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