Cheryl A. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Ann Clark, who also goes by Cherly Ann Clark, Cheryl Shreeves Clark, Cheryl Ann Shreeves, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1981. Cheryl had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2013 - September 18, 2014
SMITH HAYES ADVISERS INC
September 5, 2013 - September 18, 2014
SMITH HAYES FINANCIAL SERVICES CORPORATION
January 16, 2013 - September 12, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
February 10, 2012 - September 12, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 3, 2011 - December 2, 2011
SECURITIES AMERICA, INC.
March 3, 2009 - April 28, 2009
STATE FARM VP MANAGEMENT CORP.
May 15, 2000 - January 10, 2008
CITIGROUP GLOBAL MARKETS INC.
June 1, 1998 - January 10, 2008
CITIGROUP GLOBAL MARKETS INC.
August 26, 1981 - June 8, 1998
KFS BD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/19/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SMITH HAYES ADVISERS INC
CRD#: 110776 / SEC#: 801-56902
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
