William C. Stowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Stowell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1987 - March 14, 1988
G. T. MURRAY & CO.
January 23, 1986 - February 6, 1987
HAWKLIN SECURITIES CORPORATION
April 16, 1985 - December 9, 1985
CETERA WEALTH SERVICES, LLC
December 20, 1984 - April 26, 1985
NATIONAL SECURITIES CORPORATION
October 26, 1984 - December 26, 1984
CHESLEY AND DUNN, INC.
December 22, 1983 - November 14, 1984
PUGET SOUND SECURITIES, INC.
August 23, 1981 - February 27, 1984
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
G. T. MURRAY & CO.
CRD#: 7446 / SEC#: , 8-23341
Contact information
Documents
Red Flags
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