Ira R. Landis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Robert Landis was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1983. Ira had worked at 4 firms and has passed the Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1988 - May 11, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
August 27, 1985 - January 26, 1988
SANDHURST SECURITIES LTD.
October 17, 1984 - August 6, 1985
DOUGLAS BREMEN & CO., INC.
August 22, 1983 - November 14, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITIES INTERNATIONAL SECURITIES, INC.
CRD#: 8663 / SEC#: , 8-25915
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
