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Jerome Anderson Ballinger

CRD# 1000799·Registered 1982 - 1988
Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Anderson Ballinger, who also goes by Gerry Ballinger, John Ballinger, was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1982 - 1988. Jerome had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerry Ballinger, John Ballinger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

INVESTORS GROUP, LTD.·CRD# 18187
BD
April 5, 1988 - October 11, 1988
HARVEST SECURITIES, INC.·CRD# 17063
BD
April 24, 1987 - November 28, 1987
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.·CRD# 14367
BD
March 13, 1987 - March 26, 1987
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
March 11, 1986 - December 19, 1986
FOCUS SECURITIES, INC.·CRD# 15023
BD
October 3, 1984 - October 25, 1985
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 29, 1982 - July 26, 1984
WADDELL & REED·CRD# 866
BD
February 16, 1982 - August 4, 1982

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Current Firm

IG
INVESTORS GROUP, LTD.

INVESTORS GROUP, LTD.

CRD#: 18187 / SEC#: 8-36240
BD
Cancelled by FINRA on 08/06/1991

Contact Information

Established

District of Columbia since 04/29/1986

Firm Type

Corporation

Fiscal Year End

April

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1982About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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