Vernon L. Outlaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Lequith Outlaw was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1981. Vernon had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2004 - October 2, 2024
FHN FINANCIAL SECURITIES CORP.
April 24, 2002 - June 11, 2004
UTENDAHL CAPITAL GROUP, LLC
May 29, 2001 - January 30, 2004
UTENDAHL CAPITAL PARTNERS, L.P.
July 16, 1990 - August 29, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 21, 1989 - August 3, 1999
O.M. CAPITAL MANAGEMENT, INC.
April 17, 1989 - May 18, 1989
WR LAZARD, LAIDLAW INCORPORATED
January 27, 1988 - April 13, 1989
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
January 30, 1985 - November 17, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
July 29, 1981 - January 9, 1985
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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