Thomas C. Alexander
Professional summary
Thomas C Alexander, who also goes by Thomas Charles Alexander, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1981. Thomas has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas C Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2004 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603May 26, 2000 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
January 1, 1998 - January 4, 1999
BANC ONE CAPITAL MARKETS, INC.
March 31, 1988 - April 1, 1997
AUBREY G. LANSTON & CO., INC.
August 10, 1987 - October 29, 1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
February 13, 1985 - November 6, 1987
UBS FINANCIAL SERVICES INC.
August 18, 1981 - November 2, 1984
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2005)
(1/8/2016)
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(11/9/2004)
(12/16/2004)
(1/6/2005)
(12/16/2004)
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(1/10/2005)
(1/6/2005)
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(1/6/2005)
(11/9/2004)
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(1/8/2016)
(1/8/2016)
(1/6/2005)
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(12/16/2004)
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(12/16/2004)
Exams
Series 5
Date: 5/17/1982
Interest Rate Options ExaminationFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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