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Frank D. Tehel
OCTOBER EFFECT LTD.
Virginia Beach, VA 23462
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CRD#: 1000595
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Professional summary
Frank David Tehel, CFP® is a registered financial advisor currently at OCTOBER EFFECT LTD. located in Virginia Beach, Virginia.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Frank has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FRANK D. TEHEL, SOLE PROPRIETOR; INV RELATED; ONE COLUMBUS CENTER, STE. 651A, VIRGINIA BEACH, VA 23462; 11815 FOUNTAIN WAY, STE. 300, NEWPORT NEWS, VA 23606; INSURANCE SALES; AGENT; START 01/1982; 5 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. 2) TEHEL AND COMPANY INC; NOT INV RELATED; ONE COLUMBUS CENTER, STE. 651A, VIRGINIA BEACH, VA 23462; TAX PREPARATION; OWNER; START 01/1982; 35 HOURS PER MONTH; 8 HOURS DURING SECURITIES TRADING HOURS; PREPARE TAX RETURNS. 3) FASTAX INC; NOT INV RELATED; 1270 DIAMOND SPRINGS ROAD, #103, VIRGINIA BEACH, VA 23455; INCOME TAX PREPARATION; CEO/OWNER; START 12/2014; 8 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; INCOME TAX PREPARATION. 4) YOUNG LIVING ESSENTIAL OILS; NOT INV RELATED; 1229 FOURSOME LANE, VIRGINIA BEACH, VA 23455; HEALTH AND PERSONAL CARE; NETWORK MARKETING; START 03/2013; 5 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; NETWORK MARKETING. 5) FOURSOME LANE LLC; INV RELATED; 1229 FOURSOME LANE, VIRGINIA BEACH, VA 23455; PERSONAL INVESTMENT IRA; OWNER; START 12/2015; 8 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; TRADING TAX LIENS. 6) MAGIC EIGHT SEIGE LTD.; NO; VIRGINIA BEACH, VA; OWNER/ CEO; 12/2024; 4/ HRS MO; 4/ HRS MO; HOLDINGS COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Frank David Tehel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
November 25, 2015 - Present
OCTOBER EFFECT LTD.
Office #1: One Columbus Center, Suite 651a, Virginia Beach, VA 23462RIA
CRD#: 281369
Virginia Beach, VA
Past
July 27, 2016 - May 29, 2020
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
VIRGINIA BEACH, VA
Past
September 12, 1994 - November 24, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
VIRGINIA BEACH, VA
Past
July 18, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
July 18, 1988 - May 25, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 18, 1988 - November 24, 2015
OSAIC FA, INC.
BD
CRD#: 3978
VIRGINIA BEACH, VA
Past
May 15, 1986 - August 11, 1986
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
Past
May 9, 1986 - July 1, 1988
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
November 19, 1982 - May 15, 1986
VOYAGER SECURITIES, INC.
BD
CRD#: 919
Past
January 12, 1982 - May 16, 1986
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
December 14, 1981 - January 21, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
BD
CRD#: 883
Past
July 28, 1981 - September 22, 1982
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OE
OCTOBER EFFECT LTD.
OCTOBER EFFECT LTD | OCTOBER EFFECT LTD.
CRD#: 281369 / SEC#: 801-132795
RIA
Registered Investment Advisory firm - (5/16/2025 Approved)Colorado
Registered Investment Advisory firm - (9/15/2025 Terminated)Florida
Registered Investment Advisory firm - (9/10/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/6/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2025 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (9/13/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/20/2023)
IAR
Virginia(11/25/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OE
OCTOBER EFFECT LTD.
OCTOBER EFFECT LTD | OCTOBER EFFECT LTD.
CRD#: 281369 / SEC#: 801-132795
RIA
Registered Investment Advisory firm - (5/16/2025 Approved)Colorado
Registered Investment Advisory firm - (9/15/2025 Terminated)Florida
Registered Investment Advisory firm - (9/10/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/6/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2025 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (9/13/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Columbus Center, Suite 651a, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 390-3341
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 588 |
| AUM (Assets Under Management) | $ 111,668,310 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
