Philip S. Taylor
Professional summary
Philip Sargent Taylor, AIF®, who also goes by Phillip Sargent Taylor, is a registered financial advisor currently at TAYLOR ADVISORY GROUP located in Scottsdale, Arizona.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Philip has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Sargent Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2017 - Present
TAYLOR ADVISORY GROUP
January 19, 2016 - December 17, 2021
WHITEHALL-PARKER SECURITIES, INC.
December 17, 2015 - August 21, 2017
ONE SOURCE HEALTH & WEALTH MANAGEMENT
January 23, 2012 - December 14, 2015
FFEC WEALTH PARTNERS LLC
January 23, 2012 - December 14, 2015
FFEC WEALTH PARTNERS LLC
November 1, 2011 - January 5, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 1, 2011 - January 5, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 5, 2006 - November 2, 2011
STONE & YOUNGBERG LLC
July 5, 2006 - November 2, 2011
STONE & YOUNGBERG LLC
November 21, 2002 - August 30, 2004
QUICK & REILLY, INC.
July 19, 2002 - September 17, 2002
ROBERTSON STEPHENS, INC.
April 25, 2001 - August 30, 2004
QUICK & REILLY, INC.
January 2, 1997 - April 26, 2001
WELLS FARGO CLEARING SERVICES, LLC
July 27, 1992 - January 14, 1997
UBS FINANCIAL SERVICES INC.
October 28, 1983 - July 29, 1992
PRUDENTIAL EQUITY GROUP, LLC
July 29, 1981 - October 28, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/7/2017)
(7/7/2017)
Exams
Series 7TO
Date: 8/3/2022
General Securities Representative ExaminationSeries 5
Date: 2/9/1982
Interest Rate Options ExaminationSeries 8
Date: 3/24/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TAYLOR ADVISORY GROUP
CRD#: 288437 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 68,629,844 |
Red Flags
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