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Paula D. Branum

Some features on this profile are disabled
CRD#: 1000475
PB

Professional summary

Paula Deanna Branum was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Paula Deanna Branum was a registered financial professional .

Paula is a previously registered financial professional and started their career in finance in 1981. Paula had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 24 and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 28, 2007 - October 2, 2007

COLBY & WHITE, LP

BD
CRD#: 104137
BEDFORD, TX
Past

January 3, 2007 - July 24, 2007

REGAL SECURITIES, INC.

BD
CRD#: 7297
DALLAS, TX
Past

June 19, 2001 - December 31, 2006

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
DALLAS, TX
Past

April 6, 2000 - September 27, 2000

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

April 6, 2000 - October 2, 2001

SERVICE ASSET MANAGEMENT COMPANY

BD
CRD#: 47157
AUSTIN, TX
Past

February 22, 1994 - April 3, 2000

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

July 17, 1991 - February 22, 1994

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

March 11, 1991 - July 23, 1991

DOMINION INVESTOR SERVICES, INC.

BD
CRD#: 21548
MARBLE FALLS, TX
Past

February 6, 1990 - November 6, 1990

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

January 30, 1986 - January 27, 1990

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

June 26, 1985 - October 25, 1985

TRILOGY SECURITIES, INCORPORATED

BD
CRD#: 10869
Past

April 18, 1983 - September 17, 1984

STONEGATE CAPITAL MARKETS, INC.

BD
CRD#: 6376
Past

January 31, 1982 - August 13, 1982

D.K. HEDREEN & CO.INC.

BD
CRD#: 10263
Past

September 29, 1981 - October 15, 1982

THE HORTON COMPANY, INC.

BD
CRD#: 8487

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/2/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/2/1994
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/13/1990
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 8/26/1985
Direct Participation Programs Principal Examination

Current Firm

C&
COLBY & WHITE, LP
COLBY & WHITE, LP

CRD#: 104137 / SEC#: , 8-52595

BD
Terminated by SEC on 01/19/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 03/09/2000
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WHITE, WILLARD HENRY JRLIMITED PARTNER / CEO / SROP / CROP / MUNIS PRINCIPAL / CCO1071991
KIRKPATRICK, SEAN MICHAELVICE PRESIDENT2546646
SCHAPS, MICHAEL ROBERTFINOP1892138

Disclosures

Regulatory Event1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLBY & WHITE, LP

CRD#: 104137

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