William D. Bunce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Bunce, who also goes by Dave Bunce, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2004 - January 19, 2023
BESSEMER INVESTOR SERVICES, INC.
May 1, 2001 - September 28, 2004
J.P. MORGAN SECURITIES INC.
April 12, 2001 - April 6, 2004
J.P. MORGAN SECURITIES INC.
April 12, 2001 - May 1, 2001
JPMSI
January 20, 2000 - April 4, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 8, 1999 - January 28, 2000
JPMSI
January 18, 1993 - October 4, 1999
CITICORP INVESTMENT SERVICES
February 9, 1989 - October 26, 1989
PRUDENTIAL EQUITY GROUP, LLC
January 25, 1988 - February 14, 1989
WACHOVIA SECURITIES, INC.
March 30, 1987 - January 7, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
June 3, 1986 - March 26, 1987
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 6, 1981 - December 9, 1985
ASSOCIATED FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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