Anna S. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Stockdell Welch, who also goes by Anna Devoe Stockdell, Dede Stockdell, Dede Welch, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 1981. Anna had worked at 8 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2002 - May 23, 2012
TCADVISORS NETWORK INC.
March 5, 2002 - September 30, 2002
SCHNEIDER SECURITIES, INC.
September 1, 2001 - October 18, 2001
NF CLEARING, INC.
September 30, 1994 - September 1, 2001
FISERV CORRESPONDENT SERVICES, INC.
August 15, 1989 - October 10, 1994
HANIFEN, IMHOFF INC.
February 21, 1986 - April 24, 1989
HANIFEN, IMHOFF INC.
October 3, 1985 - January 1, 1986
LITTLE AND COMPANY
April 26, 1983 - October 3, 1985
MONCOR SECURITIES INC.
June 26, 1981 - June 1, 1983
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCADVISORS NETWORK INC.
CRD#: 35794 / SEC#: , 8-46909
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINN, STEPHEN ANDREW | SHAREHOLDER | 1749769 |
| BIENEMANN, STEVEN JAMES | REGUSTERED PRINCIPAL | 5194856 |
| DYKES, ROBERT ROSCOE | SHAREHOLDER | 6764816 |
| HEBERT, CHESTER JOSEPH | CCO | 1678446 |
| LEIGHT, GARY ALAN | SHAREHOLDER | 6749795 |
| MASSA, MARK WILLIAM | SHAREHOLDER | 6227919 |
| OSTERLUND, PATTY DIANN | SHAREHOLDER | |
| OSTERLUND, RODNEY WILLIAM | SHAREHOLDER | |
| PACE, JOSHUA ADAM | SHAREHOLDER | 6576915 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
