Cynthia S. Hahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Susan Hahn, CFP®, who also goes by Cynthia Wehrle Hahn, Susan Hahn, Cynthia Sue Wehrle, Cynthia Susan Wehrle, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1981. Cynthia had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 3, Series 15, Series 5, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2013 - August 27, 2024
LINCOLN CAPITAL, LLC
October 18, 2013 - May 21, 2024
MUTUAL SECURITIES, INC.
October 20, 2009 - October 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 9, 2009 - October 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 1, 2009 - October 15, 2009
MORGAN STANLEY
June 1, 2009 - October 15, 2009
MORGAN STANLEY
May 20, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 17, 1997 - May 27, 1998
AMERITAS INVESTMENT COMPANY, LLC
September 28, 1993 - October 22, 1997
CITIGROUP GLOBAL MARKETS INC.
June 23, 1988 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 7, 1983 - September 28, 1993
LEHMAN BROTHERS INC.
September 25, 1981 - October 27, 1983
FIRST MID-AMERICA INC.
Primary Firm SEC Registration
LINCOLN CAPITAL, LLC
CRD#: 168307 / SEC#: 801-78526
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 15
Date: 3/16/1984
Foreign Currency Options ExaminationSeries 5
Date: 11/11/1981
Interest Rate Options ExaminationSeries 8
Date: 2/8/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LINCOLN CAPITAL, LLC
CRD#: 168307 / SEC#: 801-78526
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,176 |
| AUM (Assets Under Management) | $ 742,867,538 |
Red Flags
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