Candia L. Mausser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candia Lynch Mausser, who also goes by Candia Melissa Lynch, Candia L Mausser, Candia Melissa Mausser, was a registered financial professional .
Candia is a previously registered financial professional and started their career in finance in 1981. Candia had worked at 8 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 1992 - September 23, 1992
INVESTORS ASSOCIATES, INC.
November 7, 1991 - June 3, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 23, 1990 - September 20, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 21, 1989 - April 25, 1990
LEGG MASON WOOD WALKER, INCORPORATED
January 5, 1988 - June 25, 1988
WS GRIFFITH SECURITIES, INC.
September 1, 1983 - January 12, 1988
KIDDER, PEABODY & CO. INCORPORATED
September 28, 1981 - June 8, 1982
MORGAN STANLEY DW INC.
August 8, 1981 - December 8, 1981
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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