How trustworthy is your Financial Advisor?
CHECK FOR RED FLAGS
See the full picture before you decide
Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.
GET TO KNOW Kristian
OTHER BUSINESSES AND POTENTIAL CONFLICTS OF INTEREST
Name of the other business: Tannenbaum Enterprises, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 4712 Woodrow Bean Transmountain Dr El Paso, TX 79912 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 2/28/2020 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Tannenbaum Enterprises, LLC was set up to run my advisor practice through as an independent contractor to limit potential personal liability and run all income and expenses related to this position through.
FIRM INFORMATION
Some financial advisors may work at more than one firm. Click view work history below to review their data.
GET PROTECTED WITH ADVISORCHECK
At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
