How trustworthy is your Financial Advisor?
CHECK FOR RED FLAGS
See the full picture before you decide
Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.
GET TO KNOW Kevin
OTHER BUSINESSES AND POTENTIAL CONFLICTS OF INTEREST
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." LSPN Pro, LLC / 0921-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: .5 / Sec Trading Hrs.: 0 / Client communications, Marketing, and referring potential clients Neumont College of Computer Science / 0521-Present / Investment Related: No / 143 South Main Street Salt Lake City, UT 84111 / Adjunct Instructor / College / Hrs Work Monthly: 28 / Sec Trading Hrs: 0 / Monday , Wednesday and Friday for the month of May I will instruct students on PHP and the lamp stack on a raspberry pi. Adobe Inc/ 0221-Present / Investment Related: No / 3900 Adobe Way Lehi, UT 84043 / Software Engineer / Software / Hrs Work Monthly: 160 / Sec Trading Hrs: 6 / Software Development Heartland Institute of Financial Education / 0920-Present/ Investment Related: No / 8301 E. Prentice Ave., Ste.312 Greenwood Village, CO 80111 / Instructor / Financial Education/ Hrs Work Monthly: 5 / Sec Trading Hrs: 1 / Instruction as Needed NO SMALL DREAMS; NOT INVESTMENT RELATED; 1175 N 910 E, OREM UT 84097; THE CHARITABLE PURPOSE IS TO PROVIDE GRANTS AND SCHOLARSHIPS FOR EDUCATION IN THE PHILIPPINES; MEMBER OF BOARD OF DIRECTORS; 2/2014; 8 HRS/MONTH; ATTEND BOARD MEETINGS AT LEAST ONCE A YEAR.
FIRM INFORMATION
Some financial advisors may work at more than one firm. Click view work history below to review their data.
GET PROTECTED WITH ADVISORCHECK
At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
