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FIRM PROFILE
Overview
PANDECT CATALYST FUND MANAGEMENT LLC is located at 4725 First Street Suite 200, Pleasanton, CA 94566. PANDECT CATALYST FUND MANAGEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PANDECT CATALYST FUND MANAGEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. PANDECT CATALYST FUND MANAGEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PANDECT CATALYST FUND MANAGEMENT LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PANDECT CATALYST FUND MANAGEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PANDECT CATALYST FUND MANAGEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PANDECT CATALYST FUND MANAGEMENT LLC Comes From
Understanding the Statistics for PANDECT CATALYST FUND MANAGEMENT LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
4725 First Street Suite 200, Pleasanton, CA 94566
(628) 400-3052
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| Hou, Hongtao, T. | MANAGING MEMBER | 04/2016 | 6772458 |
| Lanza, Andrew, S. | MANAGING MEMBER | 04/2016 | 6772459 |
| THE HOU AND WANG FAMILY TRUST DATED JULY 2, 2013 | MEMBER | 02/2017 | |
| THE LANZA FAMILY REVOCABLE TRUST AGREEMENT DATED JANUARY 16, 1996, AMENDED DECEMBER 18, 2014 | MEMBER | 02/2017 | |
| ARBORE-SMOLIAR FAMILY TRUST DATED JUNE 29, 2007 | MEMBER | 02/2017 | |
| MOOS, WALTER | MANAGING MEMBER | 10/2023 | 7058977 |
| MOGHADAM-TABRIZI, MOHAMAD | MANAGING MEMBER | 10/2023 | 4499033 |
| WALTER H. MOOS MANAGEMENT LLC | MEMBER | 10/2023 | |
| MOGHADAM-TABRIZI LLC | MEMBER | 10/2023 | |
| Smoliar, Laura, A. | MEMBER | 02/2017 | 6772457 |
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Advisor's working at PANDECT CATALYST FUND MANAGEMENT LLC
David Richard Ducharme
Steven Newman
John Christian Bullitt
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