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CRD#: 104020
RIA
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FIRM PROFILE
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Total Number of HNWI Clients:
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Average HNWI Account Size:
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Overview
GONOW SECURITIES, INC. is located at 3580 Wilshire Boulevard 17th Floor, Los Angeles, CA 90010 and was first established at Los Angeles, Nevada in 07/20/2000. After operating for 25 years, GONOW SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GONOW SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GONOW SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GONOW SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 9 disclosures, 8 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GONOW SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GONOW SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for GONOW SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
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Employees
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Client Ratios
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HNWI
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Firm Disclosures
Regulatory Event
8
Civil Event
1
FIRM INFORMATION
Main Address
3580 Wilshire Boulevard 17th Floor, Los Angeles, CA 90010
Mailing Address
P. O. Box 931265, Los Angeles, CA 90093
Phone Number
(323) 466-6948
Established
Nevada since 07/20/2000
Firm Type
Corporation
Fiscal year end
December
Conflict of interest - Other Business Activities
Broker-dealer (registered or unregistered)
Trust company
Insurance broker or agent
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TERRA INDUSTRIES, INC. | OWNER | 03/2002 |