Ross E. Abbe

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CRD#: 92

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ross Else Abbe was a registered financial professional .

Ross is a previously registered financial professional and started their career in finance in 1969. Ross had worked at 3 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2002 - December 31, 2012

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLINGHAM, WA

Past

October 23, 1986 - December 31, 1990

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

November 18, 1969 - December 31, 2001

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 1

Date: 11/13/1969

Registered Representative Examination

Current Firm

SIGNATOR FINANCIAL SERVICES, INC.

PNMR SECURITIES, INC. | SYMETRA INVESTMENT SERVICES, INC. | SIS FINANCIAL & INSURANCE SERVICES | SIGNATOR FINANCIAL SERVICES, INC. | SAFECO INVESTMENT SERVICES, INC.

CRD#: 19061 / SEC#: 801-66750, 8-37112

Terminated by SEC on 02/15/2016

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Contact information

Main Address

197 Clarendon Street C-08-05, Boston, MA 02116

Mailing Address

Phone number

Established

Washington since 11/05/1986

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

SIGNATOR FINANCIAL SERVICES ADVISORY WRAP FEE DISCLOSURE DOCUMENT (3/31/2015)

SIGNATOR FINANCIAL SERVICES ADVISORY DISCLOSURE DOCUMENT (3/31/2015)

Direct owners and executive officers

Name	Position	CRD#
JOHN HANCOCK FINANCIAL NETWORK, INC.	PARENT COMPANY
ABERIZK, EMIL JOSEPH JR	DIRECTOR	1049525
ARMSTRONG, ABIGAIL MARIE	SECRETARY/CLERK & COUNSEL	1239945
CLARK, JEFFREY STEPHEN	VICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL	4974902
HEAPPS, BRIAN BASIL	DIRECTOR	1666475
HORACK, THOMAS JOSEPH	CHIEF COMPLIANCE OFFICER	861315
K VD HAGEN, HALINA	DIRECTOR	6582303
KARMAN, MITCHELL ANDREW	DIRECTOR	2837307
MARYANOPOLIS, CHRISTOPHER	PRESIDENT	3041077
REBMAN, JILL DENISE	DIRECTOR	6520386
RIGATTI, MATTHEW FORREST	DIRECTOR	2461646
RISPOLI, FRANK JOSEPH	DIRECTOR	4364402
SUMINSKI, JOHN WILLIAM	DIRECTOR	6009337
TETA, ANTHONY MAURICE	DIRECTOR	4617856

Disclosures

Regulatory Event

Red Flags

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