Charles R. Roberts

FINANCIAL FREEDOM PLANNERS

Richmond, VA 23233

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CRD#: 846282

Professional summary

Charles Richard Roberts, CFP®, who also goes by Chuck Roberts, is a registered financial advisor currently at FINANCIAL FREEDOM PLANNERS located in Richmond, Virginia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Charles has worked at 16 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Richard Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

August 12, 2013 - Present

FINANCIAL FREEDOM PLANNERS

Office #1: 3741 Westerre Parkway Suite C, Richmond, VA 23233

RIA

CRD#: 168395

Richmond, VA

Past

September 10, 2009 - August 20, 2013

CAMBRIDGE ADVISORS

RIA

CRD#: 111889

RICHMOND, VA

Past

February 9, 2007 - September 13, 2007

THOMPSON DAVIS & CO., INC.

RIA

CRD#: 41353

RICHMOND, VA

Past

April 4, 2006 - September 13, 2007

THOMPSON DAVIS & CO., INC.

CRD#: 41353

RICHMOND, VA

Past

October 9, 2003 - October 19, 2004

BI INVESTMENTS, LLC

CRD#: 125437

GLEN ALLEN, VA

Past

May 20, 2003 - October 9, 2003

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

March 9, 2002 - June 5, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 28, 2001 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

March 24, 1997 - March 28, 2001

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

July 26, 1994 - March 20, 1997

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

Past

September 7, 1993 - August 1, 1994

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

Past

December 11, 1992 - September 16, 1993

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

June 16, 1989 - December 21, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 23, 1986 - June 13, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 3, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

August 27, 1979 - May 8, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 26, 1978 - October 14, 1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

December 5, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 5/15/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 6/28/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/19/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/4/1982

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/10/1981

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1981

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 3/21/1981

NYSE Branch Manager Examination

Current Firm

FINANCIAL FREEDOM PLANNERS

FINANCIAL FREEDOM PLANNERS | FINANCIAL FREEDOM PLANNERS, LLC

CRD#: 168395 / SEC#:

Virginia

Registered Investment Advisory firm - (8/12/2013 Approved)

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Contact information

Main Address

3741 Westerre Parkway Suite C, Richmond, VA 23233

Mailing Address

Phone number

(804) 277-9734

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles R. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Richard Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE ADVISORS

THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS & CO., INC.

BI INVESTMENTS, LLC

CAPITOL SECURITIES MANAGEMENT, INC.

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

BRANCH, CABELL & CO., INC.

FIRST OF MICHIGAN CORPORATION

RONEY & CO. L.L.C.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2006

Series 63

Date: 6/28/1984

Series 15

Date: 5/15/1984

Series 5

Date: 6/28/1982

Series 7

Date: 11/19/1977

Series 53

Date: 3/4/1982

Series 4

Date: 6/10/1981

Series 24

Date: 5/20/1981

Series 12

Date: 3/21/1981

Current Firm

FINANCIAL FREEDOM PLANNERS

Contact information

Documents

Red Flags

Company Information

FINANCIAL FREEDOM PLANNERS

TRUST BUT VERIFY

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