Paul J. Scavuzzo

PJ SCAVUZZO

SAN DIEGO, CA 92108

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CRD#: 818630

Professional summary

Paul Joseph Scavuzzo is a registered financial advisor currently at PJ SCAVUZZO, INC. located in San Diego, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Paul has worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Scavuzzo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2010 - Present

PJ SCAVUZZO, INC.

Office #1: 8880 Rio San Diego Drive Suite 800, San Diego, CA 92108

RIA

CRD#: 151742

SAN DIEGO, CA

Past

May 19, 1999 - March 17, 2010

TORREY PINES SECURITIES, INC.

RIA

CRD#: 17120

SAN DIEGO, CA

Past

November 24, 1993 - March 17, 2010

TORREY PINES SECURITIES, INC.

CRD#: 17120

SAN DIEGO, CA

Past

November 23, 1990 - November 17, 1993

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

July 6, 1990 - October 25, 1990

J. A. OVERTON & CO., INC.

CRD#: 2960

SAN DIEGO, CA

Past

February 7, 1989 - April 24, 1990

REMINGTON SECURITIES, INC.

CRD#: 16695

Past

May 6, 1988 - February 13, 1989

TRADEMARK INVESTMENT SERVICES, INC.

CRD#: 16802

Past

January 15, 1987 - September 29, 1987

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

June 25, 1986 - January 15, 1987

RADFORD CAPITAL CORPORATION

CRD#: 10480

Past

May 16, 1985 - June 19, 1986

FAIRMOUNT CAPITAL CORPORATION

CRD#: 13860

Past

November 9, 1984 - April 15, 1985

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

June 15, 1984 - June 17, 1985

DECKER, ZENDER, PELMAN & CO.

CRD#: 13566

Past

February 14, 1982 - August 25, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 2, 1976 - December 1, 1977

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2010)

IAR

North Carolina
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/29/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/11/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/2/1989

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/1985

General Securities Principal Examination

Current Firm

PJ SCAVUZZO, INC.

CRD#: 151742 / SEC#:

California

Registered Investment Advisory firm - (3/18/2010 Approved)

North Carolina

Registered Investment Advisory firm - (10/22/2024 Approved)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8880 Rio San Diego Drive Suite 800, San Diego, CA 92108

Mailing Address

P.o Box 3022, New Bern, NC 28564

Phone number

(858) 693-1017

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 16,351,104

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul J. Scavuzzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Scavuzzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORREY PINES SECURITIES, INC.

TORREY PINES SECURITIES, INC.

WEDBUSH SECURITIES INC.

J. A. OVERTON & CO., INC.

REMINGTON SECURITIES, INC.

TRADEMARK INVESTMENT SERVICES, INC.

LINSCO FINANCIAL GROUP, INC.

RADFORD CAPITAL CORPORATION

FAIRMOUNT CAPITAL CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

DECKER, ZENDER, PELMAN & CO.

AMERIPRISE FINANCIAL SERVICES, LLC

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1999

Series 63

Date: 2/7/1985

Series 7

Date: 5/18/1985

Series 22

Date: 12/29/1982

Series 6

Date: 3/11/1982

Series 4

Date: 3/2/1989

Series 24

Date: 6/21/1985

Current Firm

PJ SCAVUZZO, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PJ SCAVUZZO, INC.

TRUST BUT VERIFY

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