Oscar J. Pelaez
Professional summary
Oscar Jaime Pelaez, who also goes by Oscar Jaime Pelaez Yepes, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida.
Oscar is registered as a RR (Registered Representative) and started their career in finance in 2024. Oscar has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oscar Jaime Pelaez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2024 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 568 Yamato Rd. 3rd Floor, Boca Raton, FL 33431State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2024)
(4/11/2025)
(4/2/2024)
Exams
Series 7TO
Date: 2/29/2024
General Securities Representative ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Boca Raton, FL 33431TRUST BUT VERIFY
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