Andrew Pemberton
Professional summary
Andrew Pemberton is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2023. Andrew has worked at 1 firm and has passed the Series 65, Series 63, Series 79TO, Series 82TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Pemberton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2023 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(4/11/2023)
Exams
Series 79TO
Date: 5/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 4/11/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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