SF
Sean D. Farro
AEGIS WEALTH MANAGEMENT
Lakewood Ranch, FL 34202
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CRD#: 7592323
SF
Professional summary
Sean David Farro, who also goes by Sean Farro, is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, INC. located in Lakewood Ranch, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sean has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Farro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Insurance (health, life, annuity) with American Senior Benefits starting August of 2010. I am a 1099 representative with no ownership. Multiple locations including 2437 SE 17th St, Suite 202 Ocala, FL 34471 and 8470 Enterprise Cir, Suite 102B, Lakewood Ranch, FL 34202. Spend approximately 80 hours a month hours prospecting, meeting with, discussing needs analysis, presenting solutions, and servicing clients. 2.) Aegis Wealth Management, Inc.; Investment Related; Guthrie Center, IA; RIA; IAR; Start Date 04/2023; Approximately 80 hours/month with all hours during securities trading hours 3.) Transparent Wealth Management, LLC.; Investment Related; Lakewood Ranch, FL; RIA; Managing Member/CCO/IAR; Start Date 08/2023; Approximately 80 hours/month with all hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Sean David Farro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2023 - Present
AEGIS WEALTH MANAGEMENT, INC.
Office #1: 8470 Enterprise Cir Suite 110-c, Lakewood Ranch, FL 34202RIA
CRD#: 301990
Lakewood Ranch, FL
Past
April 2, 2024 - August 13, 2025
TRANSPARENT WEALTH MANAGEMENT, LLC
RIA
CRD#: 328491
LAKEWOOD RANCH, FL
Past
July 14, 2022 - May 4, 2023
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
Registered Investment Advisory firm - (8/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/8/2023)
Exams
Current Firm
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
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Contact information
Main Address
317 State Street, Guthrie Center, IA 50115
Mailing Address
Phone number
(833) 483-8383
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,538 |
| AUM (Assets Under Management) | $ 175,971,164 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
