Paul R. Papageorgiou

VAN ECK SECURITIES

Tampa, FL 33609

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CRD#: 7570556

Professional summary

Paul Richard Papageorgiou, who also goes by Paul Richard Papageorgiou, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in Tampa, Florida.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2022. Paul has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Richard Papageorgiou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Activity: Boston Bruins Foundation; Date Activity Started/Modified/Ended: 9/22/2024; Type of Activity: Field is Blank!; Role/Relationship: Employee; Responsibilities: Arrive 1 and a half hours early to welcome and supervise 50/50 volunteers; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Richard Papageorgiou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

VAN ECK SECURITIES CORPORATION

Office #1: 5100 West Kennedy Blvd Suite 450, Tampa, FL 33609

CRD#: 2269

Tampa, FL

Past

August 29, 2023 - November 28, 2024

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

June 12, 2023 - November 28, 2024

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

July 29, 2022 - May 23, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/11/2024)

Illinois
(1/16/2025)

Iowa
(1/16/2025)

Kansas
(1/16/2025)

Missouri
(1/16/2025)

New York
(12/11/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/13/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: , 8-4618

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Mailing Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Phone number

(212) 293-2000

Established

Delaware since 08/01/1955

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VAN ECK ASSOCIATES CORPORATION	100% OWNER & PARENT
GOZZILLO, FRANCESCO MICHAEL	CHIEF COMPLIANCE OFFICER	2099916
RAPPAPORT, LEE ROBERT	VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR	4682842
SIMON, JONATHAN RICH	SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR	5313394
VANECK, JAN FREDERICK	PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR	1695680

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul R. Papageorgiou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Richard Papageorgiou's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2023

Series 63

Date: 9/10/2022

Series 7TO

Date: 7/29/2022

SIE

Date: 12/13/2021

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VAN ECK SECURITIES CORPORATION

TRUST BUT VERIFY

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