Hugo J. Velez Lopez
Professional summary
Hugo Javier Velez Lopez, who also goes by Hugo Velezlopez, Hugo Velez, Hugo Javier Velez Lopez, Hugo Velez Lopez, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Tucson, Arizona.
Hugo is registered as a RR (Registered Representative) and started their career in finance in 2021. Hugo has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugo Javier Velez Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2719 N Campbell Ave, Tucson, AZ 85719-3108June 18, 2025 - September 19, 2025
VALIC FINANCIAL ADVISORS, INC.
October 16, 2021 - May 21, 2025
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
Exams
Series 6TO
Date: 10/15/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
