Alan J. Delman
Professional summary
Alan Justin Delman, who also goes by Alan Justin Delman, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2021. Alan has worked at 2 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Justin Delman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 405 Lexington Avenue 55th Floor, New York, NY 10174November 3, 2021 - July 30, 2024
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2024)
Exams
Series 7TO
Date: 11/3/2021
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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