AE
Abe R. Emile
RICE FINANCIAL PRODUCTS COMPANY
NEW YORK, NY 10019
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CRD#: 7355742
AE
Abe R. EmileRICE FINANCIAL PRODUCTS COMPANY
Professional summary
Abe R. Emile, who also goes by Abe Ralph Emile, Abe Emile, is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York.
Abe is registered as a RR (Registered Representative) and started their career in finance in 2021. Abe has worked at 2 firms and has passed the Series 63, Series 79TO, Series 52TO and SIE exams.
Aliases
Abe Ralph Emile | Abe Emile
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Abe R. Emile's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2026 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 3 Columbus Circle 15th Fl, New York, NY 10019BD
CRD#: 21606
NEW YORK, NY
Past
August 23, 2021 - June 24, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
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Alabama(1/13/2026)
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Alaska(1/13/2026)
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Arizona(1/13/2026)
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Arkansas(1/13/2026)
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California(1/13/2026)
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Colorado(1/13/2026)
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Connecticut(1/13/2026)
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Delaware(1/13/2026)
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District of Columbia(1/13/2026)
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Florida(1/13/2026)
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Georgia(1/13/2026)
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Hawaii(1/13/2026)
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Idaho(1/13/2026)
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Illinois(1/13/2026)
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Indiana(1/13/2026)
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Iowa(1/13/2026)
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Kansas(1/13/2026)
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Kentucky(1/13/2026)
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Louisiana(1/13/2026)
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Maine(1/13/2026)
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Maryland(1/13/2026)
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Massachusetts(1/13/2026)
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Michigan(1/13/2026)
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Minnesota(1/13/2026)
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Mississippi(1/13/2026)
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Missouri(1/13/2026)
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Montana(1/13/2026)
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Nebraska(1/13/2026)
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Nevada(1/13/2026)
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New Hampshire(1/13/2026)
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New Jersey(1/13/2026)
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New Mexico(1/13/2026)
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New York(1/13/2026)
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North Carolina(1/13/2026)
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North Dakota(1/13/2026)
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Ohio(1/14/2026)
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Oklahoma(1/13/2026)
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Oregon(1/13/2026)
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Pennsylvania(1/13/2026)
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Puerto Rico(1/13/2026)
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Rhode Island(1/13/2026)
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South Carolina(1/13/2026)
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South Dakota(1/13/2026)
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Texas(1/13/2026)
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Utah(1/13/2026)
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Vermont(1/13/2026)
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Virgin Islands(1/13/2026)
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Virginia(1/13/2026)
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Washington(1/13/2026)
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West Virginia(1/13/2026)
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Wisconsin(1/13/2026)
RR
Wyoming(1/13/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/22/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 8/21/2021
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RICE FINANCIAL PRODUCTS COMPANY
APEX PRYOR SECURITIES, A DIVISION OF RICE FINANCIAL PRODUCTS CO | RJR SECURITIES, INC. | RICE SECURITIES, LLC | RICE FINANCIAL PRODUCTS COMPANY | APEX SECURITIES, INC.
CRD#: 21606 / SEC#: , 8-39085
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
4235 Hillsboro Pike Suite 300, Nashville, TN 37215
Mailing Address
3 Columbus Circle 15th Fl, New York, NY, 10019
Phone number
(212) 908-9200
Established
Delaware since 06/15/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
