Mark A. Mcdowall
Professional summary
Mark Andrew Mcdowall, who also goes by Mark Andrew Mcdowall, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Scottsdale, Arizona.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Andrew Mcdowall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2024 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 33725 N Scottsdale Rd Ste H-120, Scottsdale, AZ 85266-1560October 29, 2019 - May 29, 2020
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2024)
(8/15/2024)
(5/31/2024)
Exams
Series 6TO
Date: 4/26/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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