WG

William Jacob George

IAR
RR
jake george
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

William Jacob George, who also goes by Jake George, is a registered financial advisor at FIDELITY PERSONAL AND WORKPLACE ADVISORS located in Providence, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (30)
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RR
Arizona (5/15/2023)
RR
California (6/15/2023)
RR
Colorado (5/11/2023)
RR
Connecticut (1/24/2023)
RR
Delaware (6/15/2023)
RR
District of Columbia (5/11/2023)
RR
Florida (1/24/2023)
RR
Georgia (6/15/2023)
RR
Illinois (6/15/2023)
RR
Indiana (7/10/2023)
RR
Maine (6/15/2023)
RR
Maryland (5/11/2023)
RR
Massachusetts (6/15/2023)
RR
Michigan (6/15/2023)
RR
Minnesota (6/15/2023)
RR
Missouri (7/10/2023)
RR
New Hampshire (6/15/2023)
RR
New Jersey (6/15/2023)
RR
New York (6/15/2023)
RR
North Carolina (6/15/2023)
RR
Ohio (5/12/2023)
RR
Pennsylvania (6/15/2023)
RR
Rhode Island (1/24/2023)
IAR
Rhode Island (8/3/2023)
RR
Texas (6/15/2023)
IAR
Texas (8/3/2023)
RR
Vermont (6/15/2023)
RR
Virginia (6/15/2023)
RR
Washington (6/15/2023)
RR
Wisconsin (6/15/2023)
SRO REGISTRATIONS (2)
RR
FINRA APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (#288590)
10 Memorial Boulevard, Providence, RI, 02903-1160
8/3/2023 - Current
BD
FIDELITY BROKERAGE SERVICES LLC (#7784)
10 Memorial Boulevard, Providence, RI, 02903
1/23/2023 - Current
PREVIOUS EMPLOYER (1)
BD
CITIZENS SECURITIES, INC. (#39550)
9/24/2018 - 12/31/2020
Providence, RI
WG
Claim Profile

William Jacob George

IAR
RR
Experience: 5 years / 3 firms
CRD#: 7005075


LOCATION
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As featured in USA Today
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As featured in Financial Planning
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