Clark Samisch is a registered financial professional at WELLS FARGO CLEARING SERVICES, LLC located in Mount Pleasant, South Carolina.
Clark is registered as a RR (Registered Representative) and started their career in finance in 2018. Clark has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
South Carolina (6/1/2023)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
WELLS FARGO CLEARING SERVICES, LLC (#19616)
349 W Coleman Blvd Ste 301, Mount Pleasant, SC, 29464
6/1/2023 - Current
PREVIOUS EMPLOYERS (2)
MORGAN STANLEY (#149777)
2/15/2022 - 6/13/2022
CUSO FINANCIAL SERVICES, L.P. (#42132)
12/17/2018 - 1/3/2022
Experience: 4 years / 3 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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