SG

Stephani Gayle Garrison

IAR
RR
stephani gayle bozek
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Stephani Gayle Garrison, who also goes by Stephani Gayle Bozek, is a registered financial advisor at BFC PLANNING, INC. located in Carlisle, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Carlisle, Iowa.

Stephani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Stephani has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1. Family First Financial Strategies- Y- Cedar Rapids, IA- Registered Sales Assistant- 03/2023- 40- 40- Private client wealth management group. 2. Berthel Financial Professional- Y- Prosper, TX- Registered Sales Assistant- 06/2023- 10- 10- DBA for private client wealth management group.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (6)
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RR
Alabama (11/8/2021)
RR
Arizona (8/19/2020)
IAR
Arizona (3/30/2021)
RR
Florida (2/3/2022)
RR
Iowa (12/13/2019)
RR
Texas (1/20/2022)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
BFC PLANNING, INC. (#119682)
Carlisle, IA
3/30/2021 - Current
BD
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (#13609)
1280 Meadow View Dr, Carlisle, IA, 50047
10/17/2019 - Current
PREVIOUS EMPLOYER (0)
SG
Claim Profile

Stephani Gayle Garrison

IAR
RR
Experience: 4 years / 2 firms
CRD#: 7004672


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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