SD

Sopiko Datuashvili

RR
sophie datuashvili
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Sopiko Datuashvili, who also goes by Sophie Datuashvili, is a registered financial professional at WELLS FARGO CLEARING SERVICES, LLC located in Mill Valley, California.

Sopiko is registered as a RR (Registered Representative) and started their career in finance in 2018. Sopiko has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
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RR
California (9/15/2022)
SRO REGISTRATIONS (5)
RR
FINRA APPROVED
RR
NYSE American LLC APPROVED
RR
Nasdaq PHLX LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
525 Miller Ave, Mill Valley, CA, 94941
9/15/2022 - Current
PREVIOUS EMPLOYER (1)
BD
SANTANDER SECURITIES LLC (#41791)
9/7/2018 - 6/4/2021
Garwood, NJ
SD
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Sopiko Datuashvili

RR
Experience: 5 years / 2 firms
CRD#: 7004631


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
As featured in USA Today
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As featured in Financial Planning
As featured in InvestmentNews
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