advisor profile

Sara Christine Hendrix

IAR
RR
sara christine klein
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Sara Christine Hendrix, CFP, who also goes by Sara Christine Klein, is a registered financial advisor at SEIA located in Redondo Beach, California and SIGNATURE ESTATE SECURITIES, INC. located in Redondo Beach, California.

Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Sara has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Services Offered
Tax Planning
Life Transitions
Retirement Planning
Comprehensive Financial Planning
Estate Planning
Investment Planning
Other Business
1. SEIA POSITION: Client Service Manager, NATURE: IRIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 08/20/2018 ADDRESS: 1848 S ELENA AVE, STE 100, REDONDO BEACH CA 90277 DESCRIPTION: Independent RIA: Signature Estate & Investment Advisors, LLC. 2. MILLENNIUM 3 ARTIFICIAL INTELLIGENCE POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2021 ADDRESS: 1738 Barry Ave., Unit 7, Los Angeles CA 90025, United States DESCRIPTION: Owner along with my husband. Assist with adhoc administrative needs.
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CREDENTIALS
CREDENTIALS (1)
CFP: Certified Financial Planner
Certified Financial Planner
Begin Date: 2022
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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IAR
California (10/21/2020)
RR
California (8/21/2023)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
SEIA (#108163)
1848 S. Elena Ave. Suite 100, Redondo Beach, CA, 90277
10/21/2020 - Current
BD
SIGNATURE ESTATE SECURITIES, INC. (#18923)
1848 South Elena Avenue Suite 100, Redondo Beach, CA, 90277
8/21/2023 - Current
PREVIOUS EMPLOYER (1)
BD
ROYAL ALLIANCE ASSOCIATES, INC. (#23131)
5/27/2020 - 8/24/2023
Redondo Beach, CA
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Sara Christine Hendrix

IAR
RR
CFP: Certified Financial Planner
Experience: 3 years / 3 firms
CRD#: 7004569


LOCATION
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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