VN

Varsha Shridhar Nambiar

IAR
RR
varsha shridhar nambiar
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Varsha Shridhar Nambiar, who also goes by Varsha Shridhar Nambiar, is a registered financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in Foothill Ranch, California.

Varsha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Varsha has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
Outside Fixed Business. I*1136287 For profit or not for profit: Entity For Profit Name of outside business organization: BLUE SHIELD OF CALIFORNIA Investment related: N Address of business: Oakland, California, 94607 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 7/1/2020 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , None-I will only be getting compensation for the cases I wrote in 2022. No new business or solicitation will be done. I*1270317 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Navi Mumbai, Maharashtra, 400706 Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties:
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (9)
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RR
Arizona (1/27/2023)
RR
California (1/26/2023)
IAR
California (1/26/2023)
RR
Florida (1/27/2023)
RR
Nevada (1/27/2023)
RR
Oregon (1/27/2023)
RR
Texas (1/27/2023)
IAR
Texas (1/31/2023)
RR
Washington (1/27/2023)
SRO REGISTRATIONS (9)
RR
Cboe BYX Exchange, Inc. APPROVED
RR
Cboe BZX Exchange, Inc. APPROVED
RR
Cboe EDGA Exchange, Inc. APPROVED
RR
Cboe EDGX Exchange, Inc. APPROVED
RR
Cboe Exchange, Inc. APPROVED
RR
FINRA APPROVED
RR
Investors' Exchange LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
26660 Portola Pkwy, Foothill Ranch, CA, 92610
1/26/2023 - Current
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
26660 Portola Pkwy, Foothill Ranch, CA, 92610
1/26/2023 - Current
PREVIOUS EMPLOYERS (3)
RIA
EQUITABLE ADVISORS, LLC (#6627)
3/3/2021 - 1/6/2023
Irvine, CA
BD
EQUITABLE ADVISORS, LLC (#6627)
12/23/2019 - 1/6/2023
Irvine, CA
BD
NYLIFE SECURITIES LLC (#5167)
11/4/2019 - 12/13/2019
Irvine, CA
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Claim Profile

Varsha Shridhar Nambiar

IAR
RR
Experience: 4 years / 3 firms
CRD#: 7004462


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in USA Today
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As featured in Financial Planning
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