Lindsay Marrone, who also goes by Lindsay Alexandria Marrone, Lindsay Marrone, is a registered financial professional at BNP PARIBAS SECURITIES CORP. located in New York, New York.
Lindsay is registered as a RR (Registered Representative) and started their career in finance in 2019. Lindsay has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
New York (5/21/2021)
SRO REGISTRATIONS (23)
BOX Exchange LLC APPROVED
Cboe BYX Exchange, Inc. APPROVED
Cboe BZX Exchange, Inc. APPROVED
Cboe C2 Exchange, Inc. APPROVED
Cboe EDGA Exchange, Inc. APPROVED
Cboe EDGX Exchange, Inc. APPROVED
Cboe Exchange, Inc. APPROVED
Investors' Exchange LLC APPROVED
Long-Term Stock Exchange, Inc. APPROVED
MEMX LLC APPROVED
MIAX PEARL, LLC APPROVED
Miami International Securities Exchange, LLC APPROVED
NYSE American LLC APPROVED
NYSE Arca, Inc. APPROVED
NYSE Chicago, Inc. APPROVED
NYSE National, Inc. APPROVED
Nasdaq BX, Inc. APPROVED
Nasdaq GEMX, LLC APPROVED
Nasdaq ISE, LLC APPROVED
Nasdaq PHLX LLC APPROVED
Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
BNP PARIBAS SECURITIES CORP. (#15794)
787 7th Avenue, New York, NY, 10019
5/21/2021 - Current
PREVIOUS EMPLOYER (1)
BLACKROCK INVESTMENTS, LLC (#38642)
4/12/2019 - 8/27/2019
New York, NY
Experience: 4 years / 2 firms
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
Want to compare, monitor or see disclosures (and more) about this financial professional?
Not sure you want to work with Lindsay and thinking of a few other financial advisors to potentially work with as well?
Compare Lindsay and up to two other advisors side-by-side, just like how you would pull a Carfax report.
Planning to create a potentially life-long relationship with Lindsay?
AdvisorCheck membership to save this advisor and as many others as you would like to your dashboard.
Our advisor profiles are constantly updated with new regulatory information, essential comparison, critical data, graphs, charts, and more to continually improve the consumer and investor experience when working with a financial services professional.