Joseph Stephen Hart, CFP, who also goes by Joe Hart, is a registered financial advisor at WEST FINANCIAL ADVISORS, L.L.C. located in Des Moines, Iowa.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joseph has worked at 1 firm and has passed the Series 65 exam.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
Certified Financial Planner
Begin Date: 2020
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (0)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
WEST FINANCIAL ADVISORS, L.L.C. (#142265)
111 East Grand, Suite 412, Des Moines, IA, 50309
8/15/2018 - Current
PREVIOUS EMPLOYER (0)
Joseph Stephen Hart
Experience: 5 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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