Haleigh Herring Moody, who also goes by Haleigh Denise Herring, is a registered financial professional at SA STONE WEALTH MANAGEMENT INC. located in Macon, Georgia.
Haleigh is registered as a RR (Registered Representative) and started their career in finance in 2019. Haleigh has worked at 1 firm and has passed the Series 7TO and SIE exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
SA STONE WEALTH MANAGEMENT INC. (#18456)
2500 Northside Crossing Suite B, Macon, GA, 31210
11/7/2019 - Current
PREVIOUS EMPLOYER (0)
Haleigh Herring Moody
Experience: 4 years / 1 firms
No current location data
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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