GS

Gary L Stern

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Gary L Stern is a registered financial advisor at PRUCO SECURITIES, LLC. located in Melville, New York.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Gary has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Disclosures
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Advisor Information

ADVISOR PROFILE
Other Business
GERSON, LEHRMAN GROUP, INC POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/12/2018 ADDRESS: 60 E 42nd Street, New York NY 10165, United States DESCRIPTION: Subject matter expert consulting in the Digital Coupon Media and Data Industry. GUIDEPOINT POSITION: consutant NATURE: Information Technology and Web Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2018 ADDRESS: 730 third avenue, new york NY 10017, United States DESCRIPTION: consulting ALPHASIGHTS POSITION: contractor NATURE: consulting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/05/2019 ADDRESS: 350 madison avenue, 12 floor, New York NY 10017, United States DESCRIPTION: Consulting services re former industry (digital coupons and media) LONG ISLAND ALZHEIMERS ASSOCIATION POSITION: board member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/20/2020 ADDRESS: 300 Broadhollow road, Melville NY 11747, United States DESCRIPTION: board member THE KATZ GROUP POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/10/2019 ADDRESS: 445 Broadhollow Rd, Suite 405, Melville NY 11747, United States DESCRIPTION: Sales and Service of Insurance and Investments
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (8)
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RR
California (5/20/2019)
RR
Florida (5/22/2020)
RR
New Jersey (2/8/2019)
RR
New York (11/1/2018)
IAR
New York (6/7/2021)
RR
North Carolina (11/3/2020)
RR
Ohio (9/21/2022)
RR
Pennsylvania (1/13/2021)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
PRUCO SECURITIES, LLC. (#5685)
445 Broadhollow Road Suite 405, Melville, NY, 11747
6/7/2021 - Current
BD
PRUCO SECURITIES, LLC. (#5685)
445 Broadhollow Road Suite 405, Melville, NY, 11747
10/16/2018 - Current
PREVIOUS EMPLOYER (0)
GS
Claim Profile

Gary L Stern

IAR
RR
Experience: 5 years / 1 firms
CRD#: 7004099


LOCATION
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