Cesar Hugo Tobar Santos, who also goes by Cesar Hugo Tobar, Cesar Tobar, is a registered financial professional at CITIGROUP GLOBAL MARKETS INC. located in Tampa, Florida.
Cesar is registered as a RR (Registered Representative) and started their career in finance in 2018. Cesar has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (16)
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Nasdaq ISE, LLC APPROVED
Nasdaq PHLX LLC APPROVED
Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CITIGROUP GLOBAL MARKETS INC. (#7059)
Citi Private Bank 3800 Citigroup Center Drive, Bldg. A, Fl 1, Tampa, FL, 33610
10/16/2018 - Current
PREVIOUS EMPLOYER (0)
Cesar Hugo Tobar Santos
Experience: 5 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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