TB

Thomas Lee Batcha

IAR
tommy lee batcha
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Thomas Lee Batcha, who also goes by Tommy Lee Batcha, is a registered financial advisor at JFG WEALTH MANAGEMENT, LLC located in Denver, Colorado and JOHNSON FINANCIAL GROUP LLC located in Denver, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 3 firms and has passed the Series 65 exam.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
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IAR
Colorado (7/27/2022)
SRO REGISTRATIONS (0)

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
JFG WEALTH MANAGEMENT, LLC (#285023)
1144 Fifteenth Street Suite 3950, Denver, CO, 80202
7/27/2022 - Current
RIA
JOHNSON FINANCIAL GROUP LLC (#125101)
1144 Fifteenth Street Suite 3950, Denver, CO, 80202
7/27/2022 - Current
PREVIOUS EMPLOYER (1)
RIA
OPTIMAL CAPITAL ADVISORS, LLC (#144719)
12/20/2018 - 12/22/2022
Traverse City, MI
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Thomas Lee Batcha

IAR
Experience: 4 years / 3 firms
CRD#: 7004026


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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