Richard J. Kwasnik
STRATEGIC ADVISERS LLC | Investment Consultant
TROY, MI
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CRD#: 6895025
Professional summary
Richard James Kwasnik, who also goes by Richard James Kwasnik, Richard Kwasnik, Rick Kwasnik, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Troy, Michigan and FIDELITY BROKERAGE SERVICES LLC located in Troy, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Richard has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As your financial planner, I will work in conjunction with you and your family's goals to pursue a financial plan that is tailored to you. We will identify and prioritize your financial goals, and make sure we implement a viable plan to make those goals a reality. Through diligence, communication, and understanding, I believe honesty is the best policy. By being honest and understanding, we will drive our relationship to further growth and prosperity.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard James Kwasnik | Richard Kwasnik | Rick Kwasnik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63437|OrgNmn:Horsepower Athletics LLC|Org Addr:Sterling H,Michigan,US|OBA Nature:Youth Athletic Camps|Invst Rel:N|Title:Owner/Head Coach|Duties:Owner/Head Coach|StrtDt:02-14-20|TotHrs/mon:15|TrdHrs/mon:0|OBA-63438|OrgNmn:Sterling Heights High School|Org Addr:Sterling H,Michigan,US|OBA Nature:Track Coach|Invst Rel:N|Title:Asst Track Coach|Duties:track coach|StrtDt:03-14-16|TotHrs/mon:10|TrdHrs/mon:2|OBA-96586|OrgNmn:self-published author|Org Addr:Sterling H,Michigan,US|OBA Nature:I wrote a book for high school|Invst Rel:N|Title:author|Duties:Author|StrtDt:02-16-23|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Kwasnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Grand Valley State University
Bachelor of Science (BS) - Social Studies, Secondary Education
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
TROY, MI
Current
November 2, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 778 West Big Beaver Road, Troy, MI 48084BD
CRD#: 7784
Troy, MI
Past
November 22, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TROY, MI
Past
April 18, 2018 - October 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TROY, MI
Past
February 21, 2018 - October 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/12/2022)
RR
Illinois(2/14/2022)
RR
Kentucky(2/6/2024)
RR
Michigan(11/2/2021)
IAR
Michigan(3/31/2025)
RR
New York(3/2/2024)
RR
Oregon(8/29/2024)
RR
Pennsylvania(11/17/2023)
RR
Virginia(12/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
