KR
Kyle E. Rodgers
KINGSWOOD WEALTH ADVISORS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 6811728
KR
Professional summary
Kyle Edwin-scott Rodgers, who also goes by Kyle Edwin-scott Rodgers, is a registered financial advisor currently at KINGSWOOD WEALTH ADVISORS, LLC located in Dallas, Texas and KINGSWOOD CAPITAL PARTNERS, LLC located in Dallas, Texas.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kyle has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Edwin-Scott Rodgers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Dannah Investment Group, LLC - non-investment related - 1717 Main St Suite 5650 Dallas Tx 75201 - property casualty insurance agency and business consulting - Vice President - 10/1/2015 - 20 hours - supervision of property casualty book and business consulting 2) Brotherhood for the Fallen- Dallas - not invetsment related - 1717 Main St Suite 5650 Dallas Tx 75201 - non profit benefiting the families of fallen police - board member - 5/1/2018 - 5 hours - 0 hours - fundraising and raising awareness for the organization "Dannah Finance, LLC",Is Not Investment Related,"1717 Main St., Suite 5650, Dallas, TX, 75201, United States",Fintec Lending Marketplace,Consultant,9/1/2024,5 hours per month,0 hours per month during trading hours,Commission Compensation,Discuss with business owners the opportunity to make more money in their business via a mobile consumer lending platform. "VIP Auto Finance, LLC",Is Not Investment Related,"1717 Main St., Suite 5650, Dallas, TX, 75201, United States",Fintec Consumer lending marketplace,Consultant,9/1/2024,5 hours per month,0 hours per month during trading hours,Commission Compensation,Discuss with business owners the opportunity to make more money in their business via a mobile consumer lending platform. "Streamline Finance, LLC",Is Not Investment Related,"1717 Main St., Suite 5650, Dallas, TX, 75201, United States",Fintec Consumer lending marketplace,Consultant,9/1/2024,5 hours per month,0 hours per month during trading hours,Commission Compensation,Discuss with business owners the opportunity to make more money in their business via a mobile consumer lending platform. America's Christian Credit Union,Is Not Investment Related,"2100 E Route 66, , Glendora, CA, 91740, United States",Credit Union,Volunteer,5/23/2022,5 hours per month,3 hours per month during trading hours,No Compensation Compensation,Assist the credit union on their supervisory committee to ensure accurate and effective reporting and operations at the credit union. Brotherhood for the Fallen,Is Not Investment Related,"1717 Main St., Suite 5650, Dallas, TX, 75201, United States",Non Profit,Board Member,7/1/2019,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,Assist with fundraising and sharing the mission of brotherhood for the fallen which is to send officers from the dallas police department to the funerals of officers killed in the line of duty by felonious acts with a check for the surviving families. "Dannah Investment Group, LLC",Is Not Investment Related,"1717 Main St., Suite 5650, Dallas, TX, 75201, United States","Insurance, Business Consulting",CEO,9/1/2015,25 hours per month,15 hours per month during trading hours,Salary Compensation,Supervision of a property/casualty & life insurance agency as well as business consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Edwin-scott Rodgers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2022 - Present
KINGSWOOD WEALTH ADVISORS, LLC
Office #1: 1717 Main St. Suite 5650, Dallas, TX 75201RIA
CRD#: 288792
Dallas, TX
Current
May 19, 2023 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 1717 Main Street Suite 5650, Dallas, TX 75201BD
CRD#: 288898
Dallas, TX
Past
February 27, 2020 - May 19, 2023
D. BORAL CAPITAL
BD
CRD#: 103792
Dallas, TX
Past
December 9, 2019 - October 25, 2022
DST WEALTH MANAGEMENT LLC
RIA
CRD#: 302110
Dallas, TX
Past
July 22, 2019 - November 26, 2019
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
DALLAS, TX
Past
April 17, 2018 - November 26, 2019
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DALLAS, TX
Past
February 23, 2018 - March 26, 2018
FOREST SECURITIES,INC.
BD
CRD#: 16255
HILLSIDE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/8/2022)
RR
California(5/19/2023)
IAR
Colorado(11/8/2022)
RR
Colorado(5/19/2023)
RR
Delaware(7/1/2025)
IAR
Florida(12/6/2022)
IAR
Maryland(11/9/2022)
RR
Maryland(5/19/2023)
IAR
Minnesota(11/9/2022)
RR
Minnesota(5/19/2023)
RR
Nebraska(7/7/2023)
IAR
Nebraska(10/10/2024)
IAR
Texas(11/8/2022)
RR
Texas(5/19/2023)
RR
Virginia(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11440 W. Bernardo Court Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,250 |
| AUM (Assets Under Management) | $ 2,470,940,336 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KINGSWOOD WEALTH ADVISORS, LLC
CRD#: 288792Dallas, TX 75201TRUST BUT VERIFY
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