Sophie E. Thilenius

COMPREHENSIVE WEALTH MANAGEMENT

Lynnwood, WA 98037-4757

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CRD#: 6798895

Professional summary

Sophie Elisabeth Thilenius, who also goes by Sophie Elisabeth Thilenius, is a registered financial advisor currently at COMPREHENSIVE WEALTH MANAGEMENT located in Lynnwood, Washington.

Sophie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sophie has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sophie Elisabeth Thilenius

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie Elisabeth Thilenius's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2024 - Present

COMPREHENSIVE WEALTH MANAGEMENT

Office #1: 3500 188th St Sw Suite 102, Lynnwood, WA 98037-4757

RIA

CRD#: 116958

Lynnwood, WA

Past

October 23, 2023 - March 11, 2024

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

LYNNWOOD, WA

Past

October 23, 2023 - August 23, 2024

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

LYNNWOOD, WA

Past

May 13, 2020 - July 6, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Greenwood Village, CO

Past

May 13, 2020 - July 6, 2022

MORGAN STANLEY

CRD#: 149777

Greenwood Village, CO

Past

April 26, 2019 - April 14, 2020

SATURNA BROKERAGE SERVICES, INC

CRD#: 18437

BELLINGHAM, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPREHENSIVE WEALTH MANAGEMENT

ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT

CRD#: 116958 / SEC#: 801-69045

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

Washington

Registered Investment Advisory firm - (4/18/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/14/2019

Securities Industry Essentials Examination

Current Firm

COMPREHENSIVE WEALTH MANAGEMENT

ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT

CRD#: 116958 / SEC#: 801-69045

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

Washington

Registered Investment Advisory firm - (4/18/2008 Terminated)

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Contact information

Main Address

3500 188th St Sw Suite 102, Lynnwood, WA 98037-4757

Mailing Address

Phone number

(425) 778-6160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPREHENSIVE WEALTH ADV PART 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,677
AUM (Assets Under Management)	$ 308,380,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/16/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sophie E. Thilenius

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie Elisabeth Thilenius's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

MORGAN STANLEY

MORGAN STANLEY

SATURNA BROKERAGE SERVICES, INC

Primary Firm SEC Registration

COMPREHENSIVE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2019

Series 7TO

Date: 4/26/2019

SIE

Date: 2/14/2019

Current Firm

COMPREHENSIVE WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COMPREHENSIVE WEALTH MANAGEMENT

TRUST BUT VERIFY

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