NH
Nicholas J. Hughes
CPC ADVISORS
St. Petersburg, FL 33701
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CRD#: 6739513
NH
Professional summary
Nicholas Joseph Hughes, who also goes by Nicholas Joseph Hughes, Nicholas J Hughes, Nicholas Hughes, is a registered financial advisor currently at CPC ADVISORS, LLC located in St. Petersburg, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Woodstock, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nicholas has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Joseph Hughes | Nicholas J Hughes | Nicholas Hughes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: CPC Holding Company, LLC Address: 111 2nd Ave NE Ste 1250, Saint Petersburg, FL, 33701-3421, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: VP, Operations
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joseph Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2022 - Present
CPC ADVISORS, LLC
Office #1: 111 2nd Avenue Ne Suite 1250, St. Petersburg, FL 33701RIA
CRD#: 111025
St. Petersburg, FL
Current
July 21, 2021 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 3201 S Cherokee Ln Ste 340, Woodstock, GA 30188Office #2: 111 2nd Avenue Ne Suite 1250, St. Petersburg, FL 33701BD
CRD#: 6694
Woodstock, GA
Past
January 16, 2020 - July 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ST. PETERSBURG, FL
Past
January 15, 2020 - July 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
November 16, 2018 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
St Petersburg, FL
Past
November 14, 2018 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST PETERSBURG, FL
Past
March 14, 2017 - October 22, 2018
EDWARD JONES
RIA
CRD#: 250
Tampa, FL
Past
February 22, 2017 - October 22, 2018
EDWARD JONES
BD
CRD#: 250
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
Registered Investment Advisory firm - (8/6/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2023)
RR
Arizona(9/13/2023)
RR
Arkansas(9/13/2023)
RR
California(9/13/2023)
RR
Colorado(9/13/2023)
RR
Connecticut(9/13/2023)
RR
District of Columbia(9/13/2023)
RR
Florida(7/21/2021)
IAR
Florida(8/25/2022)
RR
Georgia(9/13/2023)
IAR
Georgia(9/20/2024)
RR
Hawaii(9/13/2023)
RR
Illinois(9/13/2023)
RR
Indiana(9/13/2023)
RR
Kansas(9/13/2023)
RR
Kentucky(9/13/2023)
RR
Louisiana(9/13/2023)
RR
Maine(4/26/2024)
RR
Maryland(9/13/2023)
RR
Massachusetts(9/13/2023)
RR
Michigan(9/13/2023)
RR
Mississippi(9/13/2023)
RR
Missouri(9/13/2023)
RR
Montana(10/11/2023)
RR
Nevada(9/13/2023)
RR
New Jersey(9/13/2023)
RR
New York(9/13/2023)
RR
North Carolina(9/14/2023)
RR
Ohio(9/18/2023)
RR
Pennsylvania(9/13/2023)
RR
South Carolina(9/13/2023)
RR
South Dakota(9/13/2023)
RR
Tennessee(9/13/2023)
RR
Texas(9/13/2023)
IAR
Texas(9/19/2024)
RR
Virginia(9/13/2023)
IAR
Virginia(9/19/2024)
RR
Washington(9/13/2023)
RR
West Virginia(9/13/2023)
RR
Wisconsin(9/13/2023)
RR
Wyoming(9/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
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Contact information
Main Address
1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309
Mailing Address
Phone number
(404) 879-3000
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,696 |
| AUM (Assets Under Management) | $ 2,095,480,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
