Cody M. Keller

SEASIDE WEALTH ADVISORS LLC

Mechanicsburg, PA 17050

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CRD#: 6669454

Professional summary

Cody Michael Keller was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Prior to being barred, Cody has worked at 3 firms, which includes MML INVESTORS SERVICES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cody Keller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Production; Investment related; Mechanicsburg PA; Offering Life/Disability/LTC insurance; Sole Proprietor; started September 2024; 15 hours per month; 15 hours per month during trading; Offer insurance to clients who have a need for it in their financial plan. Bookkeeping services. Catalina Solutions, LLC, owner. Not investment Related. Started August 2025 5 hours per month all after trading hours. Offers bookkeeping services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Michael Keller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2024 - Present

SEASIDE WEALTH ADVISORS LLC

Office #1: 100 Sterling Parkway, G20, Mechanicsburg, PA 17050

RIA

CRD#: 327645

Mechanicsburg, PA

Past

August 22, 2023 - October 14, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MECHANICSBURG, PA

Past

August 17, 2023 - October 14, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

MECHANICSBURG, PA

Past

March 17, 2017 - August 30, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Mechanicsburg, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/23/2024)

IAR

Texas
(10/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/17/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEASIDE WEALTH ADVISORS LLC

SEASIDE WEALTH ADVISORS LLC | STERLING CAPITAL PARTNERS, LLC | STERLING CAPITAL PARTNERS

CRD#: 327645 / SEC#:

North Carolina

Registered Investment Advisory firm - (7/31/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/5/2024 Approved)

Texas

Registered Investment Advisory firm - (4/30/2024 Approved)

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Contact information

Main Address

6209 Oleander Dr Suite 102, Wilmington, NC 28403

Mailing Address

Phone number

(910) 550-3554

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 84,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cody M. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Michael Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEASIDE WEALTH ADVISORS LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2023

Series 63

Date: 8/16/2017

Series 7TO

Date: 4/7/2023

SIE

Date: 10/1/2018

Series 6

Date: 3/17/2017

Current Firm

SEASIDE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEASIDE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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