Matthew C. Kline

HERBEIN FINANCIAL GROUP

Wyomissing, PA 19610

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CRD#: 6557840

Professional summary

Matthew C. Kline, who also goes by Matt Kline, Matthew C Kline Jr, Matthew C Kline Mr, Matthew Christian Kline, is a registered financial advisor currently at HERBEIN FINANCIAL GROUP, LLC located in Wyomissing, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 65, Series 99TO, SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Kline | Matthew C Kline Jr | Matthew C Kline Mr | Matthew Christian Kline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*406941 - Property Management; Investment related No; Bel Air, MD; Real Estate; Employee (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 0; After business hours: 10; Labor/Service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C. Kline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2023 - Present

HERBEIN FINANCIAL GROUP, LLC

Office #1: 1136 Penn Ave., Wyomissing, PA 19610

RIA

CRD#: 322194

Wyomissing, PA

Past

July 3, 2021 - May 23, 2023

CHESAPEAKE FINANCIAL ADVISORS

RIA

CRD#: 120139

TOWSON, MD

Past

October 26, 2018 - June 8, 2021

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 22, 2016 - October 27, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERBEIN FINANCIAL GROUP, LLC

CRD#: 322194 / SEC#: 801-126422

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 3/22/2016

Operations Professional Examination

Current Firm

HERBEIN FINANCIAL GROUP, LLC

CRD#: 322194 / SEC#: 801-126422

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

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Contact information

Main Address

3435 Winchester Road Suite 102, Allentown, PA 18104

Mailing Address

1136 Penn Avenue, Wyomissing, PA 19610

Phone number

(484) 509-1136

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR HERBEIN FINANCIAL GROUP, LLC (1/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Matthew C. Kline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C. Kline's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHESAPEAKE FINANCIAL ADVISORS

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

HERBEIN FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2021

Series 99TO

Date: 1/2/2023

SIE

Date: 10/27/2016

Series 99

Date: 3/22/2016

Current Firm

HERBEIN FINANCIAL GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

HERBEIN FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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