Stephen P. Surat
STRATEGIC ADVISERS LLC | Financial Consultant
CHANDLER, AZ 85226
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CRD#: 6546660
Professional summary
Stephen Paul Surat, CFP®, who also goes by Stephen Paul Surat, Steve Paul Surat, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chandler, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As your Financial Consultant, I will partner with you to understand what is important to you and your family and explore how we can incorporate these things into your life and financial goals. From there we will partner together to help you build a financial plan that is customized to meet your unique needs. Forming and maintaining strong, trusting relationships with my clients and their families and serving their evolving financial needs is of the utmost importance to me.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Retirement Planning
Social Security Planning
Budgeting
Retirement Income Management
Investment Planning
Debt Management
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Stephen Paul Surat | Steve Paul Surat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Paul Surat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
Arizona State University
Bachelor of Science (BS) - Political Science
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 3100 West Ray Road Suite 334, Chandler, AZ 85226Office #3: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226RIA
CRD#: 104555
CHANDLER, AZ
Current
February 24, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226Office #2: 3100 West Ray Road Suite 201, Chandler, AZ 85226BD
CRD#: 7784
Chandler, AZ
Past
March 17, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHANDLER, AZ
Past
December 13, 2016 - March 1, 2022
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
September 14, 2015 - March 1, 2022
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/21/2025)
RR
Arizona(2/24/2022)
IAR
Arizona(3/31/2025)
RR
Arkansas(3/31/2022)
RR
California(2/24/2022)
RR
Colorado(3/3/2023)
RR
Connecticut(7/19/2024)
RR
Florida(7/27/2022)
RR
Georgia(5/17/2022)
RR
Hawaii(3/1/2024)
RR
Idaho(9/29/2023)
RR
Illinois(5/17/2022)
RR
Iowa(7/15/2022)
RR
Massachusetts(3/31/2022)
RR
Michigan(8/29/2022)
RR
Minnesota(7/6/2022)
RR
Nebraska(7/31/2025)
RR
Nevada(2/24/2022)
RR
New Mexico(2/24/2022)
RR
North Carolina(1/15/2025)
RR
Ohio(5/18/2022)
RR
Oklahoma(9/13/2024)
RR
Oregon(12/7/2022)
RR
Pennsylvania(1/26/2024)
RR
South Dakota(6/30/2022)
RR
Texas(3/31/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/24/2022)
RR
Virginia(7/19/2024)
RR
Washington(3/25/2023)
RR
Wisconsin(7/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chandler, AZ 85226TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
