William B. Wall

TRUWEALTH ADVISORS

METAIRIE, LA 70002-6785

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CRD#: 6529632

Professional summary

William Brooks Wall, CFP® is a registered financial advisor currently at TRUWEALTH ADVISORS, LLC located in Metairie, Louisiana.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent. Investment Related. Sell fixed products for various insurance carriers. 2700 Lake Villa Drive, Ste 200, Metairie, LA. Start 07/2020. During trading hours-40/wk.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brooks Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 17, 2020 - Present

TRUWEALTH ADVISORS, LLC

Office #1: 2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785

RIA

CRD#: 306876

METAIRIE, LA

Past

July 22, 2020 - April 18, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Metairie, LA

Past

May 24, 2017 - July 24, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Metairie, LA

Past

May 9, 2016 - July 24, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Metairie, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUWEALTH ADVISORS, LLC

KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/17/2020)

IAR

Texas
(7/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2016

General Securities Representative Examination

Current Firm

TRUWEALTH ADVISORS, LLC

KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

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Contact information

Main Address

2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785

Mailing Address

Phone number

(504) 779-7799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TRUWEALTH ADVISORS, LLC (2/10/2025)

Regulatory assets under management

Total Number of Accounts	7,157
AUM (Assets Under Management)	$ 2,535,697,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William B. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brooks Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUWEALTH ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TRUWEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2016

Current Firm

TRUWEALTH ADVISORS, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUWEALTH ADVISORS, LLC

TRUST BUT VERIFY

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